BA -Trade Surveillance
Osiris LLC Osiris LLC Plano, TX Plano, TX Full-time Contract Full-time Contract Estimated:
$82.
7K - $105K a year Estimated:
$82.
7K - $105K a year 19 hours ago 19 hours ago 19 hours ago Skills:
Trade surveillance, or market surveillance, involves monitoring the activities of the firm and its employees to detect illegal and unethical trading practices including market manipulation, fraud, money laundering, insider trading, speculation, and unsuitable investments.
Job Description:
5 years Business & Functional Experience Bachelor's Degree or equivalent work experience in Global markets and/or products Excellent understanding of global markets, processes and products (Fixed Income and Commodities/Futures Options).
Ability to handle multiple projects in a dynamic environment.
Include systems knowledge - NASDAQ SMARTS and Actimize specializing in Reg.
SHO, Reg.
NMS, Market Access, Best Execution, Trade Reporting, and Market Manipulation Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.
Understands FINRA ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.
Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediation Ability to test across multiple lines of business.
Extensive functional or professional knowledge Microsoft Suite of products Skills and Competencies:
Effective Verbal Communication Business Writing and Acumen Acts with Courage and Conviction Strong Business Acumen Drives Operational Excellence Critical Thinking and Analysis Attention to Detail Strong Partnership and Influencing Skills Collaboration Time Management Complex Problem Solving Judgment and Decision Making May Give Feedback Job Types:
Full-time, Contract Schedule:
Monday to Friday Ability to commute/relocate:
Plano, TX 75023:
Reliably commute or planning to relocate before starting work (Required) Work Location:
Hybrid remote in Plano, TX 75023 Skills and Competencies:
.
Estimated Salary: $20 to $28 per hour based on qualifications.
$82.
7K - $105K a year Estimated:
$82.
7K - $105K a year 19 hours ago 19 hours ago 19 hours ago Skills:
Trade surveillance, or market surveillance, involves monitoring the activities of the firm and its employees to detect illegal and unethical trading practices including market manipulation, fraud, money laundering, insider trading, speculation, and unsuitable investments.
Job Description:
5 years Business & Functional Experience Bachelor's Degree or equivalent work experience in Global markets and/or products Excellent understanding of global markets, processes and products (Fixed Income and Commodities/Futures Options).
Ability to handle multiple projects in a dynamic environment.
Include systems knowledge - NASDAQ SMARTS and Actimize specializing in Reg.
SHO, Reg.
NMS, Market Access, Best Execution, Trade Reporting, and Market Manipulation Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.
Understands FINRA ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.
Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediation Ability to test across multiple lines of business.
Extensive functional or professional knowledge Microsoft Suite of products Skills and Competencies:
Effective Verbal Communication Business Writing and Acumen Acts with Courage and Conviction Strong Business Acumen Drives Operational Excellence Critical Thinking and Analysis Attention to Detail Strong Partnership and Influencing Skills Collaboration Time Management Complex Problem Solving Judgment and Decision Making May Give Feedback Job Types:
Full-time, Contract Schedule:
Monday to Friday Ability to commute/relocate:
Plano, TX 75023:
Reliably commute or planning to relocate before starting work (Required) Work Location:
Hybrid remote in Plano, TX 75023 Skills and Competencies:
.
Estimated Salary: $20 to $28 per hour based on qualifications.
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