Business Analyst (Trade Surveillance)
Job Description:
5 years Business & Functional Experience Bachelors Degree or equivalent work experience in Global markets and/or products Excellent understanding of global markets, processes and products (Fixed Income and Commodities/Futures Options).
Ability to handle multiple projects in a dynamic environment.
Include systems knowledge - NASDAQ SMARTS and Actimize specializing in Reg.
SHO, Reg.
NMS, Market Access, Best Execution, Trade Reporting, and Market Manipulation Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.
Understands FINRA ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.
Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediation Ability to test across multiple lines of business.
Extensive functional or professional knowledge Microsoft Suite of products Skills and Competencies:
Effective Verbal Communication Business Writing and Acumen Acts with Courage and Conviction Strong Business Acumen Drives Operational Excellence Critical Thinking and Analysis Attention to Detail Strong Partnership and Influencing Skills Collaboration Time Management Complex Problem Solving Judgment and Decision Making May Give Feedback Recommended Skills Actimize Attention To Detail Business Correspondence Commercial Awareness Commodity Market Communication Estimated Salary: $20 to $28 per hour based on qualifications.
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